Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 31, 2020 Client Update Investment Management Regulatory Update - March 2020 COVID-19 Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbr... March 24, 2020 Client Update SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding The SEC provided additional temporary relief to help registered funds manage potential liquidity issues in the current mar... February 28, 2020 Client Update Investment Management Regulatory Update - February 2020 Rules and Regulations Proposed Amendments to the Volcker Rule SEC Issues Order Granting Exemptive Relief for Multi-Man... January 31, 2020 Client Update Investment Management Regulatory Update - January 2020 Rules and Regulations SEC Proposes to Expand Access to Private Offerings SEC Proposes Rule Changes for Auditor Independen... January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ... January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva... January 14, 2020 Client Update Proposed Rule on Derivatives Use by Registered Funds Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Comp... December 26, 2019 Client Update Investment Management Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes to... December 19, 2019 Client Update Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 26, 2019 Client Update Investment Management Regulatory Update - November 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes Ru... Load More
March 31, 2020 Client Update Investment Management Regulatory Update - March 2020 COVID-19 Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbr...
March 24, 2020 Client Update SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding The SEC provided additional temporary relief to help registered funds manage potential liquidity issues in the current mar...
February 28, 2020 Client Update Investment Management Regulatory Update - February 2020 Rules and Regulations Proposed Amendments to the Volcker Rule SEC Issues Order Granting Exemptive Relief for Multi-Man...
January 31, 2020 Client Update Investment Management Regulatory Update - January 2020 Rules and Regulations SEC Proposes to Expand Access to Private Offerings SEC Proposes Rule Changes for Auditor Independen...
January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ...
January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva...
January 14, 2020 Client Update Proposed Rule on Derivatives Use by Registered Funds Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Comp...
December 26, 2019 Client Update Investment Management Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes to...
December 19, 2019 Client Update Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 26, 2019 Client Update Investment Management Regulatory Update - November 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes Ru...