Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva... January 14, 2020 Client Update Proposed Rule on Derivatives Use by Registered Funds Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Comp... December 26, 2019 Client Update Investment Management Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes to... December 19, 2019 Client Update Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 26, 2019 Client Update Investment Management Regulatory Update - November 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes Ru... November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis... November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... October 29, 2019 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, Davis Polk partner Gregory Rowl... Load More
January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva...
January 14, 2020 Client Update Proposed Rule on Derivatives Use by Registered Funds Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Comp...
December 26, 2019 Client Update Investment Management Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes to...
December 19, 2019 Client Update Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 26, 2019 Client Update Investment Management Regulatory Update - November 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes Ru...
November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis...
November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...
October 29, 2019 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, Davis Polk partner Gregory Rowl...