Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 30, 2019 Client Update Investment Management Regulatory Update - September 2019 Rules and Regulations SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers FDIC and OCC ... September 27, 2019 Client Update SEC Adopts Rule to Modernize ETF Regulation On September 26, the SEC adopted a new rule to modernize the regulation of exchange-traded funds. The rule allows the vast... September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U... September 18, 2019 Client Update SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers On August 21, 2019, the SEC issued guidance to assist investment advisers in fulfilling their proxy voting responsibilitie... September 1, 2019 Articles & Books Advising Private Funds: A Comprehensive Guide to Representing Hedge Funds, Private Equity Funds and Their Advisers, 2019-2020 ed. Davis Polk partners Nora Jordan, Leor Landa and Gregory Rowland authored the 2019-2020 edition of Advising Private Funds: ... August 27, 2019 Client Update Investment Management Regulatory Update - August 2019 Rules and Regulations SEC Staff Grants No-Action Relief Allowing Employee Securities Companies Exempt from Registration ... August 22, 2019 Client Update Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities On August 21, 2019, the Securities and Exchange Commission approved two significant measures related to the increasingly l... July 31, 2019 Client Update Investment Management Regulatory Update - July 2019 Rules and Regulations SEC Staff Grants No-Action Relief Extending Existing Exemptive Relief under Section 15(a) of the In... July 25, 2019 Articles & Books Public Investment Funds 2019 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the 2nd edition of Internati... June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ... Load More
September 30, 2019 Client Update Investment Management Regulatory Update - September 2019 Rules and Regulations SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers FDIC and OCC ...
September 27, 2019 Client Update SEC Adopts Rule to Modernize ETF Regulation On September 26, the SEC adopted a new rule to modernize the regulation of exchange-traded funds. The rule allows the vast...
September 27, 2019 Client Update SEC Expands "Testing the Waters" Communications On September 26, the SEC announced a welcome, broad expansion of “testing the waters” flexibility for all companies. U...
September 18, 2019 Client Update SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers On August 21, 2019, the SEC issued guidance to assist investment advisers in fulfilling their proxy voting responsibilitie...
September 1, 2019 Articles & Books Advising Private Funds: A Comprehensive Guide to Representing Hedge Funds, Private Equity Funds and Their Advisers, 2019-2020 ed. Davis Polk partners Nora Jordan, Leor Landa and Gregory Rowland authored the 2019-2020 edition of Advising Private Funds: ...
August 27, 2019 Client Update Investment Management Regulatory Update - August 2019 Rules and Regulations SEC Staff Grants No-Action Relief Allowing Employee Securities Companies Exempt from Registration ...
August 22, 2019 Client Update Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities On August 21, 2019, the Securities and Exchange Commission approved two significant measures related to the increasingly l...
July 31, 2019 Client Update Investment Management Regulatory Update - July 2019 Rules and Regulations SEC Staff Grants No-Action Relief Extending Existing Exemptive Relief under Section 15(a) of the In...
July 25, 2019 Articles & Books Public Investment Funds 2019 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the 2nd edition of Internati...
June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ...