Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 27, 2019 Client Update Investment Management Regulatory Update - August 2019 Rules and Regulations SEC Staff Grants No-Action Relief Allowing Employee Securities Companies Exempt from Registration ... August 22, 2019 Client Update Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities On August 21, 2019, the Securities and Exchange Commission approved two significant measures related to the increasingly l... July 31, 2019 Client Update Investment Management Regulatory Update - July 2019 Rules and Regulations SEC Staff Grants No-Action Relief Extending Existing Exemptive Relief under Section 15(a) of the In... July 25, 2019 Articles & Books Public Investment Funds 2019 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the 2nd edition of Internati... June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ... June 21, 2019 Client Update Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations The SEC adopted its long-awaited Regulation Best Interest, establishing new standard of conduct regulations for SEC-regist... June 19, 2019 Client Update Investment Management Regulatory Update - June 2019 Rules and Regulations SEC Grants Exemptive Relief for Non-Transparent Active ETFs SEC Adopts Regulation Best Interest,... May 29, 2019 Client Update Investment Management Regulatory Update - May 2019 Rules and Regulations SEC Staff Grants No-Action Relief Allowing Community Capital Management to Serve as Investment Advi... May 2, 2019 Client Update Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction The Federal Reserve has requested comment on a highly anticipated notice of proposed rulemaking to amend its regulatory fr... April 30, 2019 Client Update Investment Management Regulatory Update - April 2019 Rules and Regulations SEC Issues Notice of Intent to Grant Exemptive Relief for Non-Transparent Active ETFs ADI 2019-07 ?... Load More
August 27, 2019 Client Update Investment Management Regulatory Update - August 2019 Rules and Regulations SEC Staff Grants No-Action Relief Allowing Employee Securities Companies Exempt from Registration ...
August 22, 2019 Client Update Securities and Exchange Commission Clarifies Investment Advisers’ Proxy Voting Responsibilities On August 21, 2019, the Securities and Exchange Commission approved two significant measures related to the increasingly l...
July 31, 2019 Client Update Investment Management Regulatory Update - July 2019 Rules and Regulations SEC Staff Grants No-Action Relief Extending Existing Exemptive Relief under Section 15(a) of the In...
July 25, 2019 Articles & Books Public Investment Funds 2019 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the 2nd edition of Internati...
June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ...
June 21, 2019 Client Update Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations The SEC adopted its long-awaited Regulation Best Interest, establishing new standard of conduct regulations for SEC-regist...
June 19, 2019 Client Update Investment Management Regulatory Update - June 2019 Rules and Regulations SEC Grants Exemptive Relief for Non-Transparent Active ETFs SEC Adopts Regulation Best Interest,...
May 29, 2019 Client Update Investment Management Regulatory Update - May 2019 Rules and Regulations SEC Staff Grants No-Action Relief Allowing Community Capital Management to Serve as Investment Advi...
May 2, 2019 Client Update Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction The Federal Reserve has requested comment on a highly anticipated notice of proposed rulemaking to amend its regulatory fr...
April 30, 2019 Client Update Investment Management Regulatory Update - April 2019 Rules and Regulations SEC Issues Notice of Intent to Grant Exemptive Relief for Non-Transparent Active ETFs ADI 2019-07 ?...