Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 22, 2019 Client Update SEC Proposes Significant Changes to Rules for Funds of Funds In late December, the SEC proposed changes it said would “streamline and enhance the regulatory framework applicable to ... December 21, 2018 Client Update Investment Management Regulatory Update - December 2018 Rules and Regulations SEC Staff Releases Update to Investment Company Reporting Modernization FAQs SEC Proposes Rule C... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... October 26, 2018 Client Update The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses? In recent years, a new populist school of antitrust thinking has emerged, known as “Neo-Brandeisian” to its proponents... October 23, 2018 Client Update Investment Management Regulatory Update - October 2018 Rules and Regulations SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and... September 28, 2018 Client Update Investment Management Regulatory Update - September 2018 Rules and Regulations SEC Withdraws Two No-Action Letters Ahead of November Roundtable Industry Update Statement on ... September 18, 2018 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In the last decade, Bitcoin and countless other open-source, decentralised protocols inspired by Bitcoin (for example, E... August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re... Load More
January 22, 2019 Client Update SEC Proposes Significant Changes to Rules for Funds of Funds In late December, the SEC proposed changes it said would “streamline and enhance the regulatory framework applicable to ...
December 21, 2018 Client Update Investment Management Regulatory Update - December 2018 Rules and Regulations SEC Staff Releases Update to Investment Company Reporting Modernization FAQs SEC Proposes Rule C...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
October 26, 2018 Client Update The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses? In recent years, a new populist school of antitrust thinking has emerged, known as “Neo-Brandeisian” to its proponents...
October 23, 2018 Client Update Investment Management Regulatory Update - October 2018 Rules and Regulations SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and...
September 28, 2018 Client Update Investment Management Regulatory Update - September 2018 Rules and Regulations SEC Withdraws Two No-Action Letters Ahead of November Roundtable Industry Update Statement on ...
September 18, 2018 Articles & Books Cryptocurrency and Other Digital Assets for Asset Managers In the last decade, Bitcoin and countless other open-source, decentralised protocols inspired by Bitcoin (for example, E...
August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re...