Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 21, 2015 Client Update Investment Management Regulatory Update - December 2015 SEC Rules and Regulations SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance I... December 11, 2015 Client Update SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies This morning, the Securities and Exchange Commission proposed new measures to govern the use of derivatives by registered ... November 24, 2015 Client Update Investment Management Regulatory Update - November 2015 SEC Rules and Regulations SEC Grants No-Action Relief to BlackRock Funds for Filing Post-Effective Amendments to Their Re... October 27, 2015 Client Update Investment Management Regulatory Update - October 2015 SEC Rules and Regulations SEC Proposes Rule Reforms to Enhance Liquidity Risk Management for Mutual Funds and ETFs SEC Re... September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge... September 24, 2015 Client Update Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum Constitutional attacks against the Securities Exchange Commission’s (the “SEC”) use of administrative proceedings ha... September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... July 14, 2015 Client Update Investment Management Regulatory Update - July 2015 SEC Rules and Regulations SEC Updates Staff Responses to Questions About Pay-to-Play Rule SEC Grants No-Action Relief Per... June 22, 2015 Client Update Investment Management Regulatory Update - June 2015 SEC Rules and Regulations BE-10 Report Filing Deadline for New Filers Extended to June 30, 2015 SEC Grants No-Action Reli... Load More
December 21, 2015 Client Update Investment Management Regulatory Update - December 2015 SEC Rules and Regulations SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance I...
December 11, 2015 Client Update SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies This morning, the Securities and Exchange Commission proposed new measures to govern the use of derivatives by registered ...
November 24, 2015 Client Update Investment Management Regulatory Update - November 2015 SEC Rules and Regulations SEC Grants No-Action Relief to BlackRock Funds for Filing Post-Effective Amendments to Their Re...
October 27, 2015 Client Update Investment Management Regulatory Update - October 2015 SEC Rules and Regulations SEC Proposes Rule Reforms to Enhance Liquidity Risk Management for Mutual Funds and ETFs SEC Re...
September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge...
September 24, 2015 Client Update Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum Constitutional attacks against the Securities Exchange Commission’s (the “SEC”) use of administrative proceedings ha...
September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
July 14, 2015 Client Update Investment Management Regulatory Update - July 2015 SEC Rules and Regulations SEC Updates Staff Responses to Questions About Pay-to-Play Rule SEC Grants No-Action Relief Per...
June 22, 2015 Client Update Investment Management Regulatory Update - June 2015 SEC Rules and Regulations BE-10 Report Filing Deadline for New Filers Extended to June 30, 2015 SEC Grants No-Action Reli...