Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 18, 2015 Client Update SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both th... June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b... May 20, 2015 Client Update Investment Management Regulatory Update - May 2015 SEC Rules and Regulations SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and In... May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh... May 1, 2015 Client Update SEC Proposes “Pay Versus Performance” Rule On April 29, 2015, a divided Securities and Exchange Commission proposed requiring U.S. public companies to disclose the r... April 27, 2015 Client Update Investment Management Regulatory Update - April 2015 SEC Rules and Regulations SEC Adopts Final Regulation A+ Rules SEC Grants No-Action Relief From Section 206(4) to 16th Am... April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ... March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be... February 18, 2015 Client Update Investment Management Regulatory Update - February 2015 SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for R... Load More
June 18, 2015 Client Update SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both th...
June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b...
May 20, 2015 Client Update Investment Management Regulatory Update - May 2015 SEC Rules and Regulations SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and In...
May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh...
May 1, 2015 Client Update SEC Proposes “Pay Versus Performance” Rule On April 29, 2015, a divided Securities and Exchange Commission proposed requiring U.S. public companies to disclose the r...
April 27, 2015 Client Update Investment Management Regulatory Update - April 2015 SEC Rules and Regulations SEC Adopts Final Regulation A+ Rules SEC Grants No-Action Relief From Section 206(4) to 16th Am...
April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ...
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...
March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be...
February 18, 2015 Client Update Investment Management Regulatory Update - February 2015 SEC Rules and Regulations SEC Proposes Hedging Disclosure Rule Industry Update Electronic Blue Sky Notice Filings for R...