Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 19, 2014 Client Update Investment Management Regulatory Update - November 2014 SEC Rules and Regulations SEC Issues Preliminary Denial to Exemptive Relief Applications for Operation of Non-Transpare... October 20, 2014 Client Update Investment Management Regulatory Update - October 2014 Industry Update IM Director Discusses Changing Regulatory Landscape for Hedge Fund Managers CFTC Grants No-Action Reli... October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg... October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ... September 30, 2014 Client Update Investment Management Regulatory Update - September 2014 SEC Rules and Regulations SEC Proposes Two-Year Extension of Rule 206(3)-3T SEC Grants No-Action Relief Permitting Inv... September 23, 2014 Client Update Treasury Issues Long-Awaited Anti-Inversion Guidance The Treasury Department and the IRS yesterday released Notice 2014-52 (the “Notice”), which describes regulations that... September 15, 2014 Client Update Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap ... September 4, 2014 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2014 The move toward stricter regulation of remuneration in the financial services industry in the European Union has continued... August 25, 2014 Client Update Investment Management Regulatory Update - August 2014 SEC Rules and Regulations SEC Adopts Final Rules to Reform Money Market Funds Industry Update SEC Director of Divi... August 5, 2014 Client Update SEC Adopts Money Market Fund Reforms On July 23, 2014, the Securities and Exchange Commission adopted significant amendments to rules under the Investment Comp... Load More
November 19, 2014 Client Update Investment Management Regulatory Update - November 2014 SEC Rules and Regulations SEC Issues Preliminary Denial to Exemptive Relief Applications for Operation of Non-Transpare...
October 20, 2014 Client Update Investment Management Regulatory Update - October 2014 Industry Update IM Director Discusses Changing Regulatory Landscape for Hedge Fund Managers CFTC Grants No-Action Reli...
October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg...
October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ...
September 30, 2014 Client Update Investment Management Regulatory Update - September 2014 SEC Rules and Regulations SEC Proposes Two-Year Extension of Rule 206(3)-3T SEC Grants No-Action Relief Permitting Inv...
September 23, 2014 Client Update Treasury Issues Long-Awaited Anti-Inversion Guidance The Treasury Department and the IRS yesterday released Notice 2014-52 (the “Notice”), which describes regulations that...
September 15, 2014 Client Update Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap ...
September 4, 2014 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2014 The move toward stricter regulation of remuneration in the financial services industry in the European Union has continued...
August 25, 2014 Client Update Investment Management Regulatory Update - August 2014 SEC Rules and Regulations SEC Adopts Final Rules to Reform Money Market Funds Industry Update SEC Director of Divi...
August 5, 2014 Client Update SEC Adopts Money Market Fund Reforms On July 23, 2014, the Securities and Exchange Commission adopted significant amendments to rules under the Investment Comp...