Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 24, 2014 Client Update Investment Management Regulatory Update - July 2014 SEC Rules and Regulations SEC Adopts Security-Based Swap Cross-Border Definitional Rule Industry Update SEC Staff ... July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg... July 1, 2014 Client Update SEC Guidance on Use of Proxy Advisory Firms for Voting Proxies The power and influence of proxy advisory firms in affecting the outcome of shareholder meetings have been hotly debated i... June 23, 2014 Client Update Investment Management Regulatory Update - June 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Closed-End Funds for Filing Post-Effective Amendments to Re... June 4, 2014 Client Update Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets The United States Court of Appeals for the Second Circuit issued its long-awaited decision today on the appeal from Judge ... May 28, 2014 Client Update Investment Management Regulatory Update - May 2014 SEC Rules and Regulations SEC Reopens Commenting Period on Target Date Funds SEC Grants No-Action Relief to 403(b) Pla... May 5, 2014 Client Update Delaware Court Declines to Enjoin Sotheby’s Annual Meeting On May 2, 2014, the Delaware Court of Chancery denied a preliminary injunction motion by activist stockholder Third Point ... April 29, 2014 Client Update Investment Management Regulatory Update - April 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Sha... March 24, 2014 Client Update Investment Management Regulatory Update - March 2014 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF IM Guidance Update Clarifies Advisory Fee ... February 24, 2014 Client Update Investment Management Regulatory Update - February 2014 SEC Rules and Regulations SEC Issues Guidance on Rule 506(c) Exemption SEC Issues No-Action Guidance Regarding Definit... Load More
July 24, 2014 Client Update Investment Management Regulatory Update - July 2014 SEC Rules and Regulations SEC Adopts Security-Based Swap Cross-Border Definitional Rule Industry Update SEC Staff ...
July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg...
July 1, 2014 Client Update SEC Guidance on Use of Proxy Advisory Firms for Voting Proxies The power and influence of proxy advisory firms in affecting the outcome of shareholder meetings have been hotly debated i...
June 23, 2014 Client Update Investment Management Regulatory Update - June 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Closed-End Funds for Filing Post-Effective Amendments to Re...
June 4, 2014 Client Update Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets The United States Court of Appeals for the Second Circuit issued its long-awaited decision today on the appeal from Judge ...
May 28, 2014 Client Update Investment Management Regulatory Update - May 2014 SEC Rules and Regulations SEC Reopens Commenting Period on Target Date Funds SEC Grants No-Action Relief to 403(b) Pla...
May 5, 2014 Client Update Delaware Court Declines to Enjoin Sotheby’s Annual Meeting On May 2, 2014, the Delaware Court of Chancery denied a preliminary injunction motion by activist stockholder Third Point ...
April 29, 2014 Client Update Investment Management Regulatory Update - April 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Sha...
March 24, 2014 Client Update Investment Management Regulatory Update - March 2014 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF IM Guidance Update Clarifies Advisory Fee ...
February 24, 2014 Client Update Investment Management Regulatory Update - February 2014 SEC Rules and Regulations SEC Issues Guidance on Rule 506(c) Exemption SEC Issues No-Action Guidance Regarding Definit...