Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 27, 2023 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors Davis Polk partner Greg Rowland recently co-authored a chapter in Global Legal Insight’s Blockchain & Cryptocurrency Law... October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations. September 29, 2023 Client Update Investment Management & Funds Regulatory Update - September 2023 In this issue, we discuss a risk alert issued by the SEC’s Division of Examinations regarding investment adviser examina... September 21, 2023 Client Update SEC adopts amendments to Investment Company Act “names rule” The amendments broaden the scope of the requirement for registered investment companies and business development companies... September 18, 2023 Client Update SEC adopts new rules and amendments that increase private fund adviser regulation The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar... August 30, 2023 Client Update Investment Management & Funds Regulatory Update - August 2023 In this issue, we discuss newly adopted rules and amendments relating to money market fund reforms and regulation of priva... August 24, 2023 Client Update SEC adopts new rules and amendments that increase regulation of private fund advisers The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar... July 31, 2023 Client Update Investment Management & Funds Regulatory Update - July 2023 In this issue, we discuss proposed rules relating to the use of predictive data analytics by investment advisers, and prop... July 12, 2023 Client Update SEC adopts money market fund reforms The SEC’s amendments are intended to improve the resilience and transparency of money market funds. June 30, 2023 Client Update Investment Management Regulatory Update - June 2023 In this issue, we discuss a risk alert relating to the Advisers Act Marketing Rule and recent enforcement actions regardin... Load More
November 27, 2023 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors Davis Polk partner Greg Rowland recently co-authored a chapter in Global Legal Insight’s Blockchain & Cryptocurrency Law...
October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations.
September 29, 2023 Client Update Investment Management & Funds Regulatory Update - September 2023 In this issue, we discuss a risk alert issued by the SEC’s Division of Examinations regarding investment adviser examina...
September 21, 2023 Client Update SEC adopts amendments to Investment Company Act “names rule” The amendments broaden the scope of the requirement for registered investment companies and business development companies...
September 18, 2023 Client Update SEC adopts new rules and amendments that increase private fund adviser regulation The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar...
August 30, 2023 Client Update Investment Management & Funds Regulatory Update - August 2023 In this issue, we discuss newly adopted rules and amendments relating to money market fund reforms and regulation of priva...
August 24, 2023 Client Update SEC adopts new rules and amendments that increase regulation of private fund advisers The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar...
July 31, 2023 Client Update Investment Management & Funds Regulatory Update - July 2023 In this issue, we discuss proposed rules relating to the use of predictive data analytics by investment advisers, and prop...
July 12, 2023 Client Update SEC adopts money market fund reforms The SEC’s amendments are intended to improve the resilience and transparency of money market funds.
June 30, 2023 Client Update Investment Management Regulatory Update - June 2023 In this issue, we discuss a risk alert relating to the Advisers Act Marketing Rule and recent enforcement actions regardin...