Investment Management

The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar...

In this issue, we discuss proposed rules relating to the use of predictive data analytics by investment advisers, and prop...

The SEC’s amendments are intended to improve the resilience and transparency of money market funds.

In this issue, we discuss a risk alert relating to the Advisers Act Marketing Rule and recent enforcement actions regardin...

In this issue, we discuss an SEC Examinations Division risk alert on LIBOR-transition preparedness, an SEC staff bulletin ...

The SEC’s amendments to Form PF include new event reporting requirements for large hedge fund advisers within 72 hours o...

In this issue, we discuss Risk Alerts issued by the SEC Examinations Division regarding examinations of newly-registered a...

Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the sixth edition of Internati...

The SEC’s proposed amendment would expand the current custody rule under the Advisers Act to cover a broader array of cl...

In this issue, we discuss recent rule proposals regarding cybersecurity risk management and protection of customer informa...