Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 27, 2023 Client Update Investment Management Regulatory Update - February 2023 In this issue we discuss, among other things, SEC Division of Investment Management guidance regarding registered funds an... February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024. February 16, 2023 Client Update SEC proposes enhanced safeguarding rule for registered investment advisers The SEC’s proposed amendment would expand the current custody rule to cover a broader array of client assets and advisor... February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... January 31, 2023 Client Update Investment Management Regulatory Update - January 2023 In this issue we discuss, among other things, an update to SEC FAQs regarding compliance with the Advisers Act marketing r... December 30, 2022 Client Update IRS issues interim guidance on the corporate alternative minimum tax On Tuesday, December 27, 2022, the IRS released a notice that describes proposed regulations that the IRS intends to issue... December 28, 2022 Client Update Investment Management Regulatory Update - December 2022 In this issue, we discuss, among other things, a risk alert issued by the SEC’s Division of Examinations on compliance e... December 28, 2022 Client Update IRS issues interim guidance on the stock repurchase excise tax On Tuesday, December 27, the IRS released a notice that describes proposed regulations that the IRS intends to issue addre... November 30, 2022 Client Update Investment Management Regulatory Update - November 2022 In this issue, we discuss, among other things, recently adopted rule amendments on proxy voting disclosures by registered ... November 28, 2022 Client Update SEC proposes amendments to liquidity risk management and required swing pricing for certain funds The SEC’s newly proposed amendments would require updates to ‘40 Act fund liquidity risk management programs and would r... Load More
February 27, 2023 Client Update Investment Management Regulatory Update - February 2023 In this issue we discuss, among other things, SEC Division of Investment Management guidance regarding registered funds an...
February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024.
February 16, 2023 Client Update SEC proposes enhanced safeguarding rule for registered investment advisers The SEC’s proposed amendment would expand the current custody rule to cover a broader array of client assets and advisor...
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
January 31, 2023 Client Update Investment Management Regulatory Update - January 2023 In this issue we discuss, among other things, an update to SEC FAQs regarding compliance with the Advisers Act marketing r...
December 30, 2022 Client Update IRS issues interim guidance on the corporate alternative minimum tax On Tuesday, December 27, 2022, the IRS released a notice that describes proposed regulations that the IRS intends to issue...
December 28, 2022 Client Update Investment Management Regulatory Update - December 2022 In this issue, we discuss, among other things, a risk alert issued by the SEC’s Division of Examinations on compliance e...
December 28, 2022 Client Update IRS issues interim guidance on the stock repurchase excise tax On Tuesday, December 27, the IRS released a notice that describes proposed regulations that the IRS intends to issue addre...
November 30, 2022 Client Update Investment Management Regulatory Update - November 2022 In this issue, we discuss, among other things, recently adopted rule amendments on proxy voting disclosures by registered ...
November 28, 2022 Client Update SEC proposes amendments to liquidity risk management and required swing pricing for certain funds The SEC’s newly proposed amendments would require updates to ‘40 Act fund liquidity risk management programs and would r...