Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen... October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors. October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual... October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi... September 30, 2022 Client Update Investment Management Regulatory Update - September 2022 In this issue we discuss, among other things, a Division of Examinations risk alert relating to the Marketing Rule, SEC Ch... August 31, 2022 Client Update Investment Management Regulatory Update - August 2022 In this issue, we discuss proposed amendments to Form PF by the Securities and Exchange Commission (SEC) and the Commodity... August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and health... July 29, 2022 Client Update Schumer, Manchin propose corporate minimum tax and new carried interest rules On July 27, Sens. Schumer and Manchin announced an agreement on the Inflation Reduction Act of 2022. Key tax provisions i... July 29, 2022 Client Update Investment Management Regulatory Update - July 2022 In this issue, we discuss, among other things, rule amendments that require electronic submission of Advisers Act exemptiv... July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider... Load More
November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen...
October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors.
October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual...
October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi...
September 30, 2022 Client Update Investment Management Regulatory Update - September 2022 In this issue we discuss, among other things, a Division of Examinations risk alert relating to the Marketing Rule, SEC Ch...
August 31, 2022 Client Update Investment Management Regulatory Update - August 2022 In this issue, we discuss proposed amendments to Form PF by the Securities and Exchange Commission (SEC) and the Commodity...
August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and health...
July 29, 2022 Client Update Schumer, Manchin propose corporate minimum tax and new carried interest rules On July 27, Sens. Schumer and Manchin announced an agreement on the Inflation Reduction Act of 2022. Key tax provisions i...
July 29, 2022 Client Update Investment Management Regulatory Update - July 2022 In this issue, we discuss, among other things, rule amendments that require electronic submission of Advisers Act exemptiv...
July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider...