Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 29, 2022 Client Update Investment Management Regulatory Update - June 2022 In this issue, we discuss, among other things, proposed amendments to the “Names Rule” under the Investment Company Ac... June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic... June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC... May 31, 2022 Client Update Investment Management Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a... April 29, 2022 Client Update Investment Management Regulatory Update - April 2022 In this issue, we discuss, among other things, SEC exam priorities for registered investment advisers and recent enforceme... April 27, 2022 Articles & Books Public Investment Funds 2022 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the fifth edition of Internati... April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund... March 31, 2022 Client Update Investment Management Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec... February 28, 2022 Client Update Investment Management Regulatory Update - February 2022 In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advise... February 24, 2022 Client Update SEC proposes expanded cyber oversight after Gensler signals more on the way The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and ... Load More
June 29, 2022 Client Update Investment Management Regulatory Update - June 2022 In this issue, we discuss, among other things, proposed amendments to the “Names Rule” under the Investment Company Ac...
June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic...
June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC...
May 31, 2022 Client Update Investment Management Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a...
April 29, 2022 Client Update Investment Management Regulatory Update - April 2022 In this issue, we discuss, among other things, SEC exam priorities for registered investment advisers and recent enforceme...
April 27, 2022 Articles & Books Public Investment Funds 2022 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the fifth edition of Internati...
April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund...
March 31, 2022 Client Update Investment Management Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec...
February 28, 2022 Client Update Investment Management Regulatory Update - February 2022 In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advise...
February 24, 2022 Client Update SEC proposes expanded cyber oversight after Gensler signals more on the way The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and ...