Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 11, 2022 Client Update SEC proposes shortened settlement cycle A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions. February 10, 2022 Client Update SEC proposes new rules and amendments to enhance private fund investor protections The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audit... January 31, 2022 Client Update Investment Management Regulatory Update - January 2022 In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance... January 27, 2022 Client Update SEC proposes amendments to bolster private fund reporting The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and pr... December 31, 2021 Client Update Investment Management Regulatory Update - December 2021 In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation... November 29, 2021 Client Update Investment Management Regulatory Update - November 2021 In this issue, we discuss, among other things, recent remarks by SEC Chair Gary Gensler signaling greater scrutiny for the... November 29, 2021 Client Update Private Equity Regulatory Update - November 2021 In this issue, we discuss, among other things, recent remarks by SEC Chair Gary Gensler signaling greater scrutiny for the... November 15, 2021 Client Update SEC Chair Gensler signals increased regulatory scrutiny for private fund managers Chair Gary Gensler signaled once again, and perhaps in the clearest terms to date, his intention to bring greater scrutiny... October 27, 2021 Client Update Investment Management Regulatory Update - October 2021 In this issue, we discuss, among other things, recently proposed rule amendments to enhance proxy voting disclosures by in... October 25, 2021 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2022, Davis Polk partner Gregory Rowlan... Load More
February 11, 2022 Client Update SEC proposes shortened settlement cycle A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions.
February 10, 2022 Client Update SEC proposes new rules and amendments to enhance private fund investor protections The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audit...
January 31, 2022 Client Update Investment Management Regulatory Update - January 2022 In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance...
January 27, 2022 Client Update SEC proposes amendments to bolster private fund reporting The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and pr...
December 31, 2021 Client Update Investment Management Regulatory Update - December 2021 In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation...
November 29, 2021 Client Update Investment Management Regulatory Update - November 2021 In this issue, we discuss, among other things, recent remarks by SEC Chair Gary Gensler signaling greater scrutiny for the...
November 29, 2021 Client Update Private Equity Regulatory Update - November 2021 In this issue, we discuss, among other things, recent remarks by SEC Chair Gary Gensler signaling greater scrutiny for the...
November 15, 2021 Client Update SEC Chair Gensler signals increased regulatory scrutiny for private fund managers Chair Gary Gensler signaled once again, and perhaps in the clearest terms to date, his intention to bring greater scrutiny...
October 27, 2021 Client Update Investment Management Regulatory Update - October 2021 In this issue, we discuss, among other things, recently proposed rule amendments to enhance proxy voting disclosures by in...
October 25, 2021 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2022, Davis Polk partner Gregory Rowlan...