Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 1, 2021 Client Update Effective date set for amended marketing rule under the Advisers Act Following the White House statement on January 20, 2021 that effectively froze pending agency regulations, the amended mar... March 30, 2021 Client Update Investment Management Regulatory Update – March 2021 Rules and Regulations Effective Date Set for Final Rule on Registered Fund Valuations Effective Date Set for Modernize... February 25, 2021 Client Update Investment Management Regulatory Update – February 2021 Industry Update SEC Issues No-Action Relief under Section 17(f) of Investment Company Act and Rule 17f-2 SEC Requests... February 9, 2021 Client Update SEC requests comments on potential money market fund reforms There is a broad consensus that the MMF reforms adopted in the wake of the 2008 crisis have not fully achieved their inten... January 29, 2021 Client Update Investment Management Regulatory Update – January 2021 Rules and Regulations IRS Finalizes Carried Interest Regulations Industry Update SEC Division of Examinations Stat... January 11, 2021 Client Update IRS finalizes carried interest regulations The IRS has issued final regulations on the taxation of carried interest under Section 1061 of the tax code, which was add... December 30, 2020 Client Update Investment Management Regulatory Update - December 2020 Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule ... December 23, 2020 Client Update SEC Adopts Modernized Marketing Rule for Investment Advisers In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertisi... December 18, 2020 Client Update SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives Our client memorandum discusses the key takeaways and main provisions of new Rule 18f‑4 under the Investment Company Act... December 7, 2020 Client Update SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act In a December 3, 2020 release, the SEC adopted new Rule 2a-5 under the Investment Company Act of 1940, as amended. The ru... Load More
April 1, 2021 Client Update Effective date set for amended marketing rule under the Advisers Act Following the White House statement on January 20, 2021 that effectively froze pending agency regulations, the amended mar...
March 30, 2021 Client Update Investment Management Regulatory Update – March 2021 Rules and Regulations Effective Date Set for Final Rule on Registered Fund Valuations Effective Date Set for Modernize...
February 25, 2021 Client Update Investment Management Regulatory Update – February 2021 Industry Update SEC Issues No-Action Relief under Section 17(f) of Investment Company Act and Rule 17f-2 SEC Requests...
February 9, 2021 Client Update SEC requests comments on potential money market fund reforms There is a broad consensus that the MMF reforms adopted in the wake of the 2008 crisis have not fully achieved their inten...
January 29, 2021 Client Update Investment Management Regulatory Update – January 2021 Rules and Regulations IRS Finalizes Carried Interest Regulations Industry Update SEC Division of Examinations Stat...
January 11, 2021 Client Update IRS finalizes carried interest regulations The IRS has issued final regulations on the taxation of carried interest under Section 1061 of the tax code, which was add...
December 30, 2020 Client Update Investment Management Regulatory Update - December 2020 Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule ...
December 23, 2020 Client Update SEC Adopts Modernized Marketing Rule for Investment Advisers In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertisi...
December 18, 2020 Client Update SEC Adopts New Rule Governing Registered Funds’ Use of Derivatives Our client memorandum discusses the key takeaways and main provisions of new Rule 18f‑4 under the Investment Company Act...
December 7, 2020 Client Update SEC Modernizes Framework for Registered Fund Valuation Practices under Investment Company Act In a December 3, 2020 release, the SEC adopted new Rule 2a-5 under the Investment Company Act of 1940, as amended. The ru...