Government and Internal Investigations

• Global financial institutions in connection with internal and external regulatory investigations, including:
  • Multiple cross-border tax investigations conducted by the DOJ, SEC, New York Department of Financial Services and other international regulatory enforcement authorities;
  • AML and sanctions-related reviews by the DOJ, Federal Reserve, OCC, and international financial regulators;
  • Internal investigations and investigations led by DOJ, SBA OIG, and other criminal enforcement agencies relating to COVID relief efforts; and
  • Internal investigations into potential retail banking fraud and insider trading
• A software development company in connection with an SEC investigation into the sale of digital assets.
• An energy company in connection with an internal review into allegations regarding potential misstatements in regulatory filings.
• A media and technology company in connection with a DOJ and FTC review into a proposed merger.
• A multinational technology company in connection with a no-poach investigation by the DOJ Antitrust Criminal Division.
• An international technology company in connection with a review by federal and state civil antitrust authorities.

Ethics & Compliance Program Design and Reporting

• A multinational retailer in connection with design and implementation of enterprise-wide compliance program, including creation of compliance committee, enhancements to ethics and employee concerns hotline, and enhancements to enterprise risk management program.
• A global financial institution in connection with compliance program uplifts and reporting following DOJ settlement related to securities fraud.

Civil Litigation and Pro Bono Matters

• The family of Eric Garner in a landmark case involving a judicial inquiry into the investigations by New York City into the death of Mr. Garner. 
• A telecommunications company in a successful arbitration over the sale and control of a subsidiary.
• A financial institution in connection with multiple litigations related to residential and commercial mortgage-backed securities.
• A successful appeal to the New York Court of Appeals of an unlawful arrest following an unconstitutional stop and frisk.
• Dozens of asylum seekers in connection with asylum interviews and in immigration court proceedings.