Rules and Regulations
CFTC Adopts a Final Rule Limiting Commodity Pool Operator Registration Exemption
Final Volcker Rule 2.1 – Covered Funds
Industry Update
OCIE Issues Risk Alert o...
On March 13, March 25 and June 19, the SEC issued exemptive orders providing temporary relief from certain filing and delivery obligations under the Investment Advisers Act and the Invest...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Rules and Regulations
SEC Proposes to Modernize Framework for Registered Fund Valuation Practices
Industry ...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Industry Update
Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...
The contours of the new federal programs to support businesses change almost daily. Our updated deck sets out what companies need to know about the CARES Act and other Federal Reserve pro...
COVID-19 Update
SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investment...
COVID-19 Update
SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investm...
The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) established a new Paycheck Protection Program (PPP) that launched on Friday, April 3—one week after its enactment. Th...
COVID-19 Update
SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
SEC Provides Temporary Additional Flexibility for Registered ...
