Leor Landa Lawyers Partner Investment Management New York leor.landa@davispolk.com +1 212 450 6160 Download address card Print this page Mobile Menu Trigger Full Bio Experience Insights News Filters All practices...Capital MarketsCivil LitigationCorporateData Privacy & CybersecurityDerivatives & Structured ProductsEnvironmentalESG RiskExecutive CompensationFinanceFinancial InstitutionsInvestment ManagementLitigationMergers & AcquisitionsPrivate EquityPublic Company Advisory RestructuringSponsor FinanceTaxTrusts & EstatesWhite Collar Defense & Investigations All industries...Fintech & Cryptocurrency All regions...AsiaEurope All insights...Articles & BooksClient UpdateWebinar June 13, 2006 Client Update Investment Management Regulatory Update - June 2006 On May 2, 2006, the SEC announced the settlement of insider trading charges against hedge fund adviser Deephaven Capital Management, LLC (“Deephaven”) and its former portfolio manager... May 5, 2006 Client Update Investment Management Regulatory Update - May 2006 Enforcement Actions … … … …1 Litigation … … … … … … …8 Industry Update … … … … …10 April 12, 2006 Client Update Investment Management Regulatory Update - April 2006 SEC Rules & Regulations … … . .1 SEC Enforcement Actions … … . .4 Litigation … … … … … … …8 Industry Update … … … … …12 March 1, 2006 Client Update Investment Management Regulatory Update - March 2006 SEC Enforcement Actions … … . .1 NASD Developments … … … . .4 Industry Update … … … … … .5 January 18, 2006 Client Update Investment Management Regulatory Update - January 2006 SEC Interpretations: No-Action Letters … … … … . .1 SEC Enforcement Actions … … . .6 NASD Developments … … … .13 Industry Update … … … … …14 December 15, 2005 Client Update Investment Management Regulatory Update - December 2005 SEC Interpretations … … …… .1 SEC Enforcement Actions … . .. .3 Litigation … … … … … … …6 NASD Developments … … … .7 NYSE Developments … … … .8 In... November 3, 2005 Client Update Investment Management Regulatory Update - November 2005 SEC Rules & Regulations … … . .1 Litigation … … … … … … …3 SEC Interpretations: No-Action Letters … … . .6 SEC Enforcement Actions … … . .8 NASD Developments... October 13, 2005 Client Update Investment Management Regulatory Update - October 2005 SEC Rules & Regulations … … . .1 Enforcement Actions … … … …2 Industry Updates … … … … …5 Back to top
June 13, 2006 Client Update Investment Management Regulatory Update - June 2006 On May 2, 2006, the SEC announced the settlement of insider trading charges against hedge fund adviser Deephaven Capital Management, LLC (“Deephaven”) and its former portfolio manager...
May 5, 2006 Client Update Investment Management Regulatory Update - May 2006 Enforcement Actions … … … …1 Litigation … … … … … … …8 Industry Update … … … … …10
April 12, 2006 Client Update Investment Management Regulatory Update - April 2006 SEC Rules & Regulations … … . .1 SEC Enforcement Actions … … . .4 Litigation … … … … … … …8 Industry Update … … … … …12
March 1, 2006 Client Update Investment Management Regulatory Update - March 2006 SEC Enforcement Actions … … . .1 NASD Developments … … … . .4 Industry Update … … … … … .5
January 18, 2006 Client Update Investment Management Regulatory Update - January 2006 SEC Interpretations: No-Action Letters … … … … . .1 SEC Enforcement Actions … … . .6 NASD Developments … … … .13 Industry Update … … … … …14
December 15, 2005 Client Update Investment Management Regulatory Update - December 2005 SEC Interpretations … … …… .1 SEC Enforcement Actions … . .. .3 Litigation … … … … … … …6 NASD Developments … … … .7 NYSE Developments … … … .8 In...
November 3, 2005 Client Update Investment Management Regulatory Update - November 2005 SEC Rules & Regulations … … . .1 Litigation … … … … … … …3 SEC Interpretations: No-Action Letters … … . .6 SEC Enforcement Actions … … . .8 NASD Developments...
October 13, 2005 Client Update Investment Management Regulatory Update - October 2005 SEC Rules & Regulations … … . .1 Enforcement Actions … … … …2 Industry Updates … … … … …5
