In United States v. Martoma
,a divided U.S. Court of Appeals for the Second Circuit overturned a key holding of its previous decision in United States v. Newman and significantly loosene...
Webinar
1.0 CA - General; NY - Professional Practice / Practice Management
Please join us for a discussion on some of this year’s key enforcement trends and developments in anti-corruption and other corporate actions.
Recent U.S. enforcement trends
Renewal...
On June 26, 2017, the full D.C. Circuit Court of Appeals
split down the middle
over whether the Securities and Exchange Commission’s (the “SEC’s”) appointment of Administrative ...
On June 5, 2017, the Supreme Court decided Kokesh v. SEC, and unanimously held that the five-year statute of limitations in 28 U.S.C. § 2462—which governs any “action, suit or proce...
A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial Services Committee last week on a strictly partisan vote and will ...
On April 18, 2017, the Supreme Court heard oral argument in Kokesh v. SEC to resolve a circuit split on the issue of whether the five-year statute of limitations in 28 U.S.C. § 2462—wh...
Continuing its regulatory focus on cross-border audits on both the inspection and enforcement fronts, the PCAOB announced on March 29, 2017 that it had settled charges against two former ...
Today, the Ninth Circuit issued an opinion in Somers v. Digital Realty Trust Inc., No. 15-17352 (9th Cir. Mar. 8, 2017), deciding that Dodd-Frank Act’s anti-retaliation provision “sho...
The Fraud Section of the U.S. Department of Justice (“DOJ”) Criminal Division (the “Fraud Section”) recently published an Evaluation of Corporate Compliance Programs (the “Evalu...
On January 17, 2017, the Department of Justice (“DOJ”) announced that British multinational manufacturer Rolls-Royce plc (“Rolls-Royce” or the “Company”) had entered into a De...
