Ning Chiu

On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be promulgated under the Dodd-Frank Act. As part of this reopening, the ...

New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.

Addressing climate change is one of the highest priorities of the Biden administration, and the pace of policy developments has been increasing and is expected to continue to increase ove...

The long-expected but controversial proposal would require disclosure of climate-related risks, greenhouse gas emissions and climate-related financial metrics. If adopted, the proposal wo...

Proposed rules would require cybersecurity incident and risk management disclosures and may compound compliance costs and enforcement risks.

Addressing climate change is one of the highest priorities of the Biden administration, and the pace of policy developments is expected to increase in 2022. This deck covers a wide range ...

The SEC proposes disclosure of additional metrics beyond total shareholder return (TSR) for this unfinished Dodd-Frank rulemaking.

A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the target in the M&A transaction has drawn attention for its possible im...

The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trading plans, significant new disclosures for option grants and stoc...

The new rule may make it easier for dissidents to persuade shareholders to vote for a few nominees opposed by management in order to “send a message.”