Sarah E. Kim

Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers Industry Update SEC Issues Supplemental Guidance Concerning Proxy Voting Responsi...

On July 22, 2020, the SEC issued a release with guidance that supplements its prior guidance regarding the proxy voting responsibilities of investment advisers under the Advisers Act. The...

COVID-19 Update SEC Extends Relief for Virtual Meetings of Registered Fund Boards Rules and Regulations SEC’s Division of Investment Management Delivers No-Action Letter to Investmen...

Rules and Regulations CFTC Adopts a Final Rule Limiting Commodity Pool Operator Registration Exemption Final Volcker Rule 2.1 – Covered Funds Industry Update OCIE Issues Risk Alert o...

On March 13, March 25 and June 19, the SEC issued exemptive orders providing temporary relief from certain filing and delivery obligations under the Investment Advisers Act and the Invest...

COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Rules and Regulations SEC Proposes to Modernize Framework for Registered Fund Valuation Practices Industry ...

COVID-19 Update SEC Forms Cross-Divisional COVID-19 Market Monitoring Group Industry Update Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...

COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investment...

COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investm...

  Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the third edition of International Comparative Legal Guide: Public Investment Funds 2020. Row...