Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 24, 2024 Client Update Investment Management & Funds Regulatory Update - June 2024 In this issue, we discuss the U.S. Court of Appeals decision that struck down the SEC’s new rules and amendments under t... June 5, 2024 Client Update U.S. Court of Appeals vacates the SEC’s private fund advisers rule In a closely watched case, the U.S. Court of Appeals for the Fifth Circuit struck down in its entirety the SEC’s new pri... May 31, 2024 Client Update Investment Management & Funds Regulatory Update - May 2024 In this issue, we discuss proposed customer identification requirements for investment advisers and amendments regarding e... April 30, 2024 Client Update Investment Management & Funds Regulatory Update - April 2024 In this issue, we discuss the SEC Examinations Division’s risk alert regarding compliance with the Advisers Act Marketin... March 28, 2024 Client Update Investment Management & Funds Regulatory Update - March 2024 In this issue, we discuss recent enforcement actions involving investment advisers that allegedly made false and misleadin... March 6, 2024 Client Update FTC and DOJ focus on private equity investment in healthcare On March 5, 2024, the FTC, the DOJ and the U.S. Department of Health and Human Services announced that they are seeking pu... February 29, 2024 Client Update Investment Management & Funds Regulatory Update - February 2024 In this issue, we discuss among other things updated FAQs regarding compliance with the marketing rule under the Advisers ... February 12, 2024 Client Update Let’s make a dealer: Active trading firms risk being considered “dealers” under new SEC rules While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as... January 31, 2024 Client Update Investment Management & Funds Regulatory Update - January 2024 In this issue, we discuss SEC Chair Gary Gensler’s statement regarding the recent approval of spot bitcoin exchange-trad... January 23, 2024 Client Update Revised 2024 jurisdictional thresholds and filing fees under the HSR Act The Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds and filing fee amoun... Load More
June 24, 2024 Client Update Investment Management & Funds Regulatory Update - June 2024 In this issue, we discuss the U.S. Court of Appeals decision that struck down the SEC’s new rules and amendments under t...
June 5, 2024 Client Update U.S. Court of Appeals vacates the SEC’s private fund advisers rule In a closely watched case, the U.S. Court of Appeals for the Fifth Circuit struck down in its entirety the SEC’s new pri...
May 31, 2024 Client Update Investment Management & Funds Regulatory Update - May 2024 In this issue, we discuss proposed customer identification requirements for investment advisers and amendments regarding e...
April 30, 2024 Client Update Investment Management & Funds Regulatory Update - April 2024 In this issue, we discuss the SEC Examinations Division’s risk alert regarding compliance with the Advisers Act Marketin...
March 28, 2024 Client Update Investment Management & Funds Regulatory Update - March 2024 In this issue, we discuss recent enforcement actions involving investment advisers that allegedly made false and misleadin...
March 6, 2024 Client Update FTC and DOJ focus on private equity investment in healthcare On March 5, 2024, the FTC, the DOJ and the U.S. Department of Health and Human Services announced that they are seeking pu...
February 29, 2024 Client Update Investment Management & Funds Regulatory Update - February 2024 In this issue, we discuss among other things updated FAQs regarding compliance with the marketing rule under the Advisers ...
February 12, 2024 Client Update Let’s make a dealer: Active trading firms risk being considered “dealers” under new SEC rules While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as...
January 31, 2024 Client Update Investment Management & Funds Regulatory Update - January 2024 In this issue, we discuss SEC Chair Gary Gensler’s statement regarding the recent approval of spot bitcoin exchange-trad...
January 23, 2024 Client Update Revised 2024 jurisdictional thresholds and filing fees under the HSR Act The Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds and filing fee amoun...