Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 10, 2024 Articles & Books Best practices for conducting a compliance risk assessment Davis Polk partners Dan Kahn and Tatiana Martins, counsel Jordan Leigh Smith and associate Maria Morris authored “Best p... June 5, 2024 Articles & Books DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt an effective internal investigations strategy Davis Polk counsel Bill Hochul authored “DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt ... May 24, 2024 Client Update SEC & CFTC Enforcement Update In April 2024, the SEC filed 21 actions and the CFTC filed 1, against a combined total of 31 defendants and respondents. (... May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme... April 24, 2024 Client Update DOJ announces new individual disclosure program The DOJ Criminal Division announced a new individual self-disclosure pilot program designed to “up the ante” on compan... March 25, 2024 Webinar 2024 FCPA review and outlook: Anti-corruption developments and trends We review key developments in anti-corruption and FCPA enforcement and look ahead at what to expect for the rest of the ye... March 21, 2024 Client Update Biden administration proposes expanded limits on transfers of personal data to adversary countries A new proposal would require U.S. companies to comply with U.S. government cybersecurity standards before transferring bul... March 14, 2024 Client Update DOJ adopts new whistleblower policy DOJ recently announced that it will launch a pilot program to pay individual whistleblowers who report wrongdoing to the D... March 11, 2024 Client Update Amid storm of controversy, SEC adopts final climate disclosure rules Changes from the proposal include elimination of Scope 3 disclosures, scaled back attestation requirements, additional mat... February 5, 2024 Client Update U.S. Attorney’s Office for SDNY announces whistleblower pilot program The U.S. Attorney’s Office for the Southern District of New York (SDNY) announced the creation of a Whistleblower Pilot ... Load More
June 10, 2024 Articles & Books Best practices for conducting a compliance risk assessment Davis Polk partners Dan Kahn and Tatiana Martins, counsel Jordan Leigh Smith and associate Maria Morris authored “Best p...
June 5, 2024 Articles & Books DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt an effective internal investigations strategy Davis Polk counsel Bill Hochul authored “DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt ...
May 24, 2024 Client Update SEC & CFTC Enforcement Update In April 2024, the SEC filed 21 actions and the CFTC filed 1, against a combined total of 31 defendants and respondents. (...
May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme...
April 24, 2024 Client Update DOJ announces new individual disclosure program The DOJ Criminal Division announced a new individual self-disclosure pilot program designed to “up the ante” on compan...
March 25, 2024 Webinar 2024 FCPA review and outlook: Anti-corruption developments and trends We review key developments in anti-corruption and FCPA enforcement and look ahead at what to expect for the rest of the ye...
March 21, 2024 Client Update Biden administration proposes expanded limits on transfers of personal data to adversary countries A new proposal would require U.S. companies to comply with U.S. government cybersecurity standards before transferring bul...
March 14, 2024 Client Update DOJ adopts new whistleblower policy DOJ recently announced that it will launch a pilot program to pay individual whistleblowers who report wrongdoing to the D...
March 11, 2024 Client Update Amid storm of controversy, SEC adopts final climate disclosure rules Changes from the proposal include elimination of Scope 3 disclosures, scaled back attestation requirements, additional mat...
February 5, 2024 Client Update U.S. Attorney’s Office for SDNY announces whistleblower pilot program The U.S. Attorney’s Office for the Southern District of New York (SDNY) announced the creation of a Whistleblower Pilot ...