Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 7, 2024 Client Update SEC announces enforcement sweep targeting late beneficial ownership and insider transaction reports In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two publ... October 3, 2024 Client Update FTC announces new enforcement initiative targeting deceptive AI practices The Federal Trade Commission launched Operation AI Comply, announcing enforcement actions against five companies for alleg... September 26, 2024 Client Update DOJ makes changes to its corporate compliance guidance DOJ made changes to its Evaluation of Corporate Compliance Programs, the first since March 2023. The changes focus on the... September 17, 2024 Webinar DOJ’s new whistleblower policies and their impact on companies We invite you to view our webinar in which Davis Polk lawyers discuss recent policy announcements by the Department of Jus... September 12, 2024 Webinar Conversations in corporate crisis management We are pleased to share our webinar featuring Davis Polk lawyer Bill Hochul, a longtime general counsel and federal prosec... September 12, 2024 Client Update SEC brings whistleblower enforcement actions against seven companies The SEC announced the settlement of enforcement actions against seven companies, stemming from the use of employment and r... August 12, 2024 Client Update DOJ’s newly announced Whistleblower Awards Pilot Program includes some surprises DOJ’s new pilot program that will reward whistleblowers for reporting certain corporate or financial misconduct to the D... August 8, 2024 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Please join us for a discussion on some of this year’s key enforcement trends and policy and regulatory developments in ... July 25, 2024 Client Update Compliance remains a key protection for firms to avoid Olympics-related FCPA violations With the 2024 Olympics kicking off later this month in Paris, companies should be aware of potential heightened risk and s... July 24, 2024 Client Update Mixed result for SEC in cyber disclosure case against SolarWinds and its CISO A court rendered a mixed result in the SEC’s SolarWinds litigation. The court declined to dismiss the SEC’s claims tha... Load More
October 7, 2024 Client Update SEC announces enforcement sweep targeting late beneficial ownership and insider transaction reports In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two publ...
October 3, 2024 Client Update FTC announces new enforcement initiative targeting deceptive AI practices The Federal Trade Commission launched Operation AI Comply, announcing enforcement actions against five companies for alleg...
September 26, 2024 Client Update DOJ makes changes to its corporate compliance guidance DOJ made changes to its Evaluation of Corporate Compliance Programs, the first since March 2023. The changes focus on the...
September 17, 2024 Webinar DOJ’s new whistleblower policies and their impact on companies We invite you to view our webinar in which Davis Polk lawyers discuss recent policy announcements by the Department of Jus...
September 12, 2024 Webinar Conversations in corporate crisis management We are pleased to share our webinar featuring Davis Polk lawyer Bill Hochul, a longtime general counsel and federal prosec...
September 12, 2024 Client Update SEC brings whistleblower enforcement actions against seven companies The SEC announced the settlement of enforcement actions against seven companies, stemming from the use of employment and r...
August 12, 2024 Client Update DOJ’s newly announced Whistleblower Awards Pilot Program includes some surprises DOJ’s new pilot program that will reward whistleblowers for reporting certain corporate or financial misconduct to the D...
August 8, 2024 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Please join us for a discussion on some of this year’s key enforcement trends and policy and regulatory developments in ...
July 25, 2024 Client Update Compliance remains a key protection for firms to avoid Olympics-related FCPA violations With the 2024 Olympics kicking off later this month in Paris, companies should be aware of potential heightened risk and s...
July 24, 2024 Client Update Mixed result for SEC in cyber disclosure case against SolarWinds and its CISO A court rendered a mixed result in the SEC’s SolarWinds litigation. The court declined to dismiss the SEC’s claims tha...