Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo... June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced... May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g... April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent. March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A. March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa... See more insights September 7, 2018 Client Update CFTC Staff Provides Time Limited De Minimis Relief to a Regional BHC and its IDI Subsidiaries Last week, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued time limited no-action reli... September 7, 2018 Client Update Recommended Read: CFS Financial Crisis Timeline The Center for Financial Stability is providing a freely accessible Financial Timeline, curated by Senior Fellow Yubo Wang... August 29, 2018 Client Update CFTC Adopts Final Rule Amendments Simplifying CCO Duties and Annual Report Rules for FCMs, Swap Dealers and MSPs The CFTC unanimously approved Final Rule amendments on August 21, 2018 to the regulations governing chief compliance offic... August 28, 2018 Client Update Eighth Circuit Decides a Net Worth Sweep Claim, but is the Real Action Elsewhere? Another circuit court has opined on the Federal Housing Finance Agency (FHFA) and the legality of its net worth sweep. La... August 23, 2018 Client Update Federal Banking Agencies Relax LCR Treatment of Municipal Bonds in Line with EGRRCPA The three Federal banking agencies jointly released an interim final rule on August 22, 2018 that amends the agencies’ r... August 21, 2018 Client Update SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems The SEC recently adopted amendments to Regulation ATS and related rules under the Exchange Act to enhance operational tran... August 14, 2018 Client Update Federal Banking Regulators Can and Should Resolve Madden and True Lender Developments The ability of banks to sell the loans they originate is a core element in the development and sustainability of a nationw... August 13, 2018 Client Update New CFIUS Legislation Enacted For the first time in over a decade, Congress has amended the statutory authority under which the Committee on Foreign Inv... August 13, 2018 Client Update Treasury Calls for Banking Regulators to Harmonize and Modernize Permissible Activities of Banking Organizations The U.S. financial services industry continues to be faced with changes in technology – machine learning, database capab... August 9, 2018 Articles & Books Financial Regulation: Law and Policy Financial Regulation: Law and Policy, Second Edition, Foundation Press, August 2018 This textbook takes as its starting po... Load More
June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo...
June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced...
May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g...
April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent.
March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A.
March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa...
September 7, 2018 Client Update CFTC Staff Provides Time Limited De Minimis Relief to a Regional BHC and its IDI Subsidiaries Last week, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued time limited no-action reli...
September 7, 2018 Client Update Recommended Read: CFS Financial Crisis Timeline The Center for Financial Stability is providing a freely accessible Financial Timeline, curated by Senior Fellow Yubo Wang...
August 29, 2018 Client Update CFTC Adopts Final Rule Amendments Simplifying CCO Duties and Annual Report Rules for FCMs, Swap Dealers and MSPs The CFTC unanimously approved Final Rule amendments on August 21, 2018 to the regulations governing chief compliance offic...
August 28, 2018 Client Update Eighth Circuit Decides a Net Worth Sweep Claim, but is the Real Action Elsewhere? Another circuit court has opined on the Federal Housing Finance Agency (FHFA) and the legality of its net worth sweep. La...
August 23, 2018 Client Update Federal Banking Agencies Relax LCR Treatment of Municipal Bonds in Line with EGRRCPA The three Federal banking agencies jointly released an interim final rule on August 22, 2018 that amends the agencies’ r...
August 21, 2018 Client Update SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems The SEC recently adopted amendments to Regulation ATS and related rules under the Exchange Act to enhance operational tran...
August 14, 2018 Client Update Federal Banking Regulators Can and Should Resolve Madden and True Lender Developments The ability of banks to sell the loans they originate is a core element in the development and sustainability of a nationw...
August 13, 2018 Client Update New CFIUS Legislation Enacted For the first time in over a decade, Congress has amended the statutory authority under which the Committee on Foreign Inv...
August 13, 2018 Client Update Treasury Calls for Banking Regulators to Harmonize and Modernize Permissible Activities of Banking Organizations The U.S. financial services industry continues to be faced with changes in technology – machine learning, database capab...
August 9, 2018 Articles & Books Financial Regulation: Law and Policy Financial Regulation: Law and Policy, Second Edition, Foundation Press, August 2018 This textbook takes as its starting po...