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Rules and Regulations
SEC Simplifies Private Offering Rules
Industry Update
OCIE Issues Risk Alert on Observations from Examinations of Investment Advisers with Multiple Branch Offic...
On November 18, the administrator of LIBOR announced that it will, in the near future, consult on its intention to cease the publication of all GBP, EUR, CHF and JPY LIBOR settings after ...
This week the SEC amended its rules to permit electronic signatures on documents submitted to the SEC through EDGAR, as long as certain procedures are followed. We expect these amendments...
On 19 November 2020, the Chancellor of the Exchequer, Rishi Sunak, announced a review by HM Treasury of the UK listing regime (the Review). In particular the Review focuses on free float ...
In early October, the SEC adopted changes to “streamline and enhance the regulatory framework applicable to funds that invest in other funds” (otherwise known as “fund of funds” a...
On November 12, 2020 President Trump issued a new Executive Order, “Executive Order on Addressing the Threat from the Securities Investments that Finance Communist Chinese Military Comp...
This deck provides our current views on the likely key areas of focus under a Biden presidency and a Republican Senate on environmental and climate change policy. A Biden Administration ...
On 11 November 2020, the UK government published the National Security and Investment Bill, which, if enacted, will significantly reform the regulation of M&A activity in the UK by introd...
This deck describes our view of the road ahead for financial regulatory reform under a Biden Presidency and a Republican Senate. We see most of the action coming from the regulators, not...
This week, the SEC adopted broad changes to the current framework of private offerings, including simplifying rules to permit concurrent public and private offerings and increasing the si...