Fiona R. Moran
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Termination of SEC investigation of Paxos
We secured a termination letter and no enforcement action by the SEC
Declinations for communications technology company involving self-enrichment scheme
We secured declinations from the SEC and DOJ following our client’s internal investigation
PENTAX Medical deferred prosecution agreement from DOJ
Davis Polk represented PENTAX Medical, a global medical device manufacturer that is a division of HOYA Group, in a criminal investigation into potential misbranding of its endoscope devices…
Declinations for global financial institutions involving Asian hiring practices
Davis Polk secured no enforcement action letters from the SEC for three separate global financial institutions in connection with the industrywide Foreign Corrupt Practices Act…