In February and March 2024, the SEC filed 26 actions, against a combined total of 65 defendants and respondents, and the CFTC filed three actions against a combined total of six defendant...
2023 was an active year in public company enforcement by the U.S. Securities and Exchange Commission, with several first-of-their-kind actions. The SEC looked past traditional financial p...
After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with which the SEC disagreed. The SEC did not allege that the company t...
Webinar
1.0 CA - General; NY - Professional Practice / Practice Management
Please join us as we review key developments from the first half of the year and the outlook for the second half in anti-corruption and FCPA enforcement and related areas. Topics will inc...
