In November 2024, the SEC filed 59 actions against a combined total of 72 defendants and respondents, and the CFTC did not file any cases. (These figures exclude follow-on actions, bars a...
With Donald Trump returning to the U.S. presidency, our client update highlights aspects of the incoming administration’s announced (or possible) regulatory, legislative and economic pr...
DOJ issued a policy statement summarizing the Biden administration’s corporate enforcement efforts and previously announced updates to its Corporate Enforcement Policy (CEP), as well as...
The SEC announced settled enforcement actions against several victims of the SolarWinds hack, alleging that they downplayed the extent to which they were impacted by the intrusions. The a...
In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two public companies for reporting failures under Sections 13 and 16 of t...
DOJ made changes to its Evaluation of Corporate Compliance Programs, the first since March 2023. The changes focus on the management of technology risk, including the use of artificial i...
Webinar
1.0 NY - Professional Practice / Practice Management
We are pleased to share our webinar featuring Davis Polk lawyer Bill Hochul, a longtime general counsel and federal prosecutor, exploring the most critical corporate crises facing compani...
DOJ’s new pilot program that will reward whistleblowers for reporting certain corporate or financial misconduct to the DOJ contains a number of significant surprises, including who is e...
With the 2024 Olympics kicking off later this month in Paris, companies should be aware of potential heightened risk and scrutiny around hospitality events related to the Games.
A court rendered a mixed result in the SEC’s SolarWinds litigation. The court declined to dismiss the SEC’s claims that a website “Security Statement” overstated the strength of S...
